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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Harold Blaine Miller

Advisor at LANARK FINANCIAL, INC.

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:d82ef80c-78fb-b338-3830-38c5faa902a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: May 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LANARK FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 14, 2000
First registration: May 21, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4214267

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LANARK FINANCIAL, INC.	Bd affiliated wealth	Oct 6, 2025	n/a	yes	BIRMINGHAM, AL	Current employment
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Apr 8, 2025	Oct 3, 2025	no	Dallas, TX	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jan 5, 2016	Mar 13, 2025	no	Birmingham, AL\|BIRMINGHAM, AL	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jul 8, 2015	Dec 22, 2015	no	BIRMINGHAM, AL	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 7, 2012	Dec 28, 2015	no	BIRMINGHAM, AL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 27, 2009	Sep 7, 2012	no	BIRMINGHAM, AL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 5, 2005	Mar 24, 2007	no	TRUSSVILLE, AL\|BIRMINGHAM, AL	Previous registration
COLONIAL ASSET MANAGEMENT INC	n/a	Apr 8, 2004	Apr 4, 2005	no	BIRMINGHAM, AL	Previous registration
E*TRADE ADVISORY SERVICES, INC.	n/a	May 21, 2002	Jun 11, 2003	no	TRUSSVILLE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M HOLDINGS SECURITIES, INC.	LANARK FINANCIAL, INC.	Oct 3, 2025	Oct 6, 2025	3	Firm change	Ibd to RIA
CONCOURSE FINANCIAL GROUP ADVISORS	M HOLDINGS SECURITIES, INC.	Mar 13, 2025	Apr 8, 2025	26	Firm change	Ibd to ibd
STERNE AGEE ASSET MANAGEMENT, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 28, 2015	Jul 8, 2015	-173	Firm change after gap	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	CONCOURSE FINANCIAL GROUP ADVISORS	Dec 22, 2015	Jan 5, 2016	14	Firm change	Other
MSI FINANCIAL SERVICES, INC.	STERNE AGEE ASSET MANAGEMENT, INC.	Sep 7, 2012	Sep 7, 2012	0	Firm change	Other
EQUITABLE ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Mar 24, 2007	May 27, 2009	795	Firm change after gap	Other
COLONIAL ASSET MANAGEMENT INC	EQUITABLE ADVISORS, LLC	Apr 4, 2005	May 5, 2005	31	Firm change	Other
E*TRADE ADVISORY SERVICES, INC.	COLONIAL ASSET MANAGEMENT INC	Jun 11, 2003	Apr 8, 2004	302	Firm change	Other

Relationships

Registered with (9)

→ LANARK FINANCIAL, INC.Registered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 8, 2025 to Oct 3, 2025factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jan 5, 2016 to Mar 13, 2025factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 7, 2012 to Dec 28, 2015factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jul 8, 2015 to Dec 22, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 27, 2009 to Sep 7, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 5, 2005 to Mar 24, 2007factForm ADV
→ COLONIAL ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Apr 8, 2004 to Apr 4, 2005factForm ADV
→ E*TRADE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 21, 2002 to Jun 11, 2003factForm ADV

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
Harold Blaine Miller left M Holdings Securities, Inc. for Lanark Financial, Inc. (registered 2025-10-06)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2025
Advisor changed firm
Harold Blaine Miller left Concourse Financial Group Advisors for M Holdings Securities, Inc. (registered 2025-04-08)
Form ADVobserved 4 days ago