DFX Intelligence

S•••• W••••• B••••••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

S•••• W••••• B••••••••• C•••

Advisor at P••• P•••• C•••••• C•••••••••

HOMEWOOD, AL

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Search this name across graphsid dfx:ria:d82f5e36-f47e-44e7-5c11-3e3ff7d30a0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• P•••• C•••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• P•••• C•••••• C•••••••••	Independent wealth	Jun 6, 2025	n/a	yes	HOMEWOOD, AL	Current employment
C••••• W••••• M••••••••• I•••	Independent wealth	Oct 3, 2022	Jun 9, 2025	no	NASHVILLE, TN\|BIRMINGHAM, AL\|ATLANTA, GA\|NASHVILLE, TN\|ATLANTA, GA\|NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• W••••• M••••••••• I•••	P••• P•••• C•••••• C•••••••••	Jun 9, 2025	Jun 6, 2025	-3	Firm change	RIA to RIA
S•••••• S••••••••• I•••	C••••• W••••• M••••••••• I•••	Jun 16, 2022	Oct 3, 2022

Relationships

Registered with (3)

→ P••• P•••• C•••••• C•••••••••Registered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ C••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2022 to Jun 9, 2025factForm ADV
→ S•••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 13, 2014 to Jun 16, 2022factForm ADV

Dated events

Occurred
Jun 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d82f5e36-f47e-44e7-5c11-3e3ff7d30a0c
First observed: Aug 13, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.