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L••••• A••••••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

L••••• A••••••••• I••••••••• L••

CRD 160944

NEW YORK, NY

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Search this name across graphsid dfx:ria:d83a6483-ded9-3e20-f4d1-46af076ffa3a

Data as of Jan 29, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to Jan 29, 2013
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L••••• A••••••••• I••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.3MItem 5.F on the latest filing (2013-01-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L• S•••••••• R••••• I•••••••• I• L•••	Private Equity Fund	$206M	Oct 10, 2012	27	Feb 14, 2012	reported	n/a
L••••• S••••• H•••••• P••••••• L•	Private Equity Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• T•••••• R•••••	BOARD MEMBER	F	yes	07/2012	Oct 10, 2012	Jan 29, 2013
H•••••••• J••••• V•••••	BOARD MEMBER	F	yes	03/2007	Feb 14, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••• C•••••• M•••••• I••••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
L••••• C•••••• M•••••• L••	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (10)

→ L••• I••••••• G•••• L••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ L• S•••••••• R••••• I•••••••• L•••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ S•••••••• R••••• L••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ L•••• I•••••••• I• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d83a6483-ded9-3e20-f4d1-46af076ffa3a
First observed: Feb 14, 2012
Last observed: Jan 29, 2013 166 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.