DFX Intelligence

J•••••• P• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J•••••• P• F•••••••••

Advisor at 1• W••••• A••••••• L••

MUNDELEIN, IL

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Search this name across graphsid dfx:ria:d84d71c6-e78a-fc9b-1cdb-26d87406d3bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 1• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
1• W••••• A••••••• L••	Independent wealth	Jul 16, 2026	n/a	yes	MUNDELEIN, IL	Current employment
T•••• L••	Independent wealth	Feb 2, 2015	Jul 30, 2026	no	LAKE FOREST, IL\|LAKE FOREST, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• L••	1• W••••• A••••••• L••	Jul 30, 2026	Jul 16, 2026	-14	Firm change	RIA to new firm
C••• B•••••••• S•••••••• I•••	T•••• L••	Feb 9, 2004	Feb 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
172555:337459:IL:2026-07-30	Jul 30, 2026	Jul 16, 2026	LAKE FOREST, IL	Firm change

Relationships

Registered with (3)

→ 1• W••••• A••••••• L••Registered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ T•••• L••Registered adviserregistration: previous registration
Feb 2, 2015 to Jul 30, 2026factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 23, 2001 to Feb 9, 2004factForm ADV

Dated events

Occurred
Jul 30, 2026
Advisor changed firm
J•••••• P• F••••••••• left T•••• L•• for 1• W••••• A••••••• L•• (registered 2026-07-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d84d71c6-e78a-fc9b-1cdb-26d87406d3bd
First observed: Jul 23, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.