DFX Intelligence

A• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A• A•••••••

A• A••••••• LLC, CRD 316043

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Search this name across graphsid dfx:ria:d8557be7-5274-5e0e-2f4f-514420ba8521

Data as of Jul 20, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2021 to Jul 20, 2021
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $100M••• Locked
Discretionary RAUM: $100M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• E••••• I•• L••	Member	D	yes	07/2021	Jul 20, 2021	Jul 20, 2021
B••••• L• E•••••	MANAGER, MEMBER, CEO AND CCO	D	yes	07/2021	Jul 20, 2021	Jul 20, 2021

Relationships

Controls (2)

← B••••• L• E•••••OwnerMANAGER, MEMBER, CEO AND CCO, ownership code D, individual
Jul 20, 2021 to presentfactForm ADV
← A••••••• E••••• I•• L••OwnerMEMBER, ownership code D, domestic entity
Jul 20, 2021 to presentfactForm ADV

Dated events

Occurred
Jul 20, 2021
First Form ADV filing
A• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8557be7-5274-5e0e-2f4f-514420ba8521
First observed: Jul 20, 2021
Last observed: Jul 20, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.