DFX Intelligence

J•• F••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J•• F••••••• M••••••

Advisor at N••• F•••••• I••••••••• S•••••••• L••

Maple Valley, WA | Lacey, WA

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Search this name across graphsid dfx:ria:d8621540-3478-6573-894a-03b1c2fe1cb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••• I••••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Jan 9, 2026	n/a	yes	Lacey, WA\|Maple Valley, WA	Current employment
E••••• J••••	National bd RIA	Jul 10, 2023	Dec 10, 2025	no	F•••••• WAY, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	N••• F•••••• I••••••••• S•••••••• L••	Dec 10, 2025	Jan 9, 2026	30	Firm change	Ibd to ibd
H•••••• W••••• M••••••••• L••	E••••• J••••	May 8, 2023	Jul 10, 2023

Relationships

Registered with (3)

→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 10, 2023 to Dec 10, 2025factForm ADV
→ H•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 6, 2022 to May 8, 2023factForm ADV

Dated events

Occurred
Dec 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8621540-3478-6573-894a-03b1c2fe1cb0
First observed: Aug 6, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.