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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ERIC JAMES ROBERT NELSON

Advisor at OSAIC WEALTH, INC.

BURR RIDGE, IL

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Search this name across graphsid dfx:ria:d866557d-3cd3-6b82-37e2-5da59574759d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 7
Exams: S65|S63
First exam: Jun 12, 2007
First registration: Oct 15, 2007
Dual registered: yes, broker-dealer
Other names: ERIC JAMES NELSON
IAPD individual key: 5315182

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	BURR RIDGE, IL	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 14, 2010	Jan 19, 2024	no	OAKBROOK TERRACE, IL\|BURR RIDGE, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 27, 2009	Jan 21, 2010	no	SAN DIEGO, CA\|CARLSBAD, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 15, 2007	May 15, 2009	no	PEORIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	WOODBURY FINANCIAL SERVICES, INC.	Jan 21, 2010	Dec 14, 2010	327	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	MSI FINANCIAL SERVICES, INC.	May 15, 2009	Aug 27, 2009	104	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 14, 2010 to Jan 19, 2024factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 27, 2009 to Jan 21, 2010factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 15, 2007 to May 15, 2009factForm ADV

Dated events

No dated event names this entity yet.