DFX Intelligence

N•••••• G••••• A••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

N•••••• G••••• A••••••• L•••

CRD 139368

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:d874d3db-38fc-0472-f690-09d97c2b67db

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 8
On other graphs: 3
Observed: Nov 22, 2011 to Jul 9, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N•••••• G••••• A••••••• L•••

Private equity manager · shared crd

Independent Sponsorsidentity

N•••••• G••••• A••••••• L•••

Capital provider to sponsors · shared crd

Private Creditidentity

N•••••• G••••• A••••••• L•••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.52 institutional_share=0.48 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $175M••• Locked
Discretionary RAUM: $175M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $87.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• T• J••••••	n/a	THE WOODLANDS, TX	8	21	1	no
K•••• M•••••• R••	n/a	THE WOODLANDS, TX	4	31

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•••••• G••••• O••••••••• F••• I•• L•	Private Equity Fund	$65.6M	Jul 9, 2026	40	Mar 29, 2016	reported	021-254248
N•••••• G••••• C••••• F••• ••••••• L•	Hedge Fund	$24.5M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• T••••••• T•	DIRECTOR, CHIEF EXECUTIVE OFFICER	Na	yes	09/2006	Nov 22, 2011	Sep 19, 2024
J••••••• T••••••• T•	PRESIDENT, CEO AND MANAGER	D	yes	09/2010	Nov 22, 2011	Sep 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••••• G••••• O••••••••• G• I• A• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$175M	$187M	-6.3%	$473M	-28.2%	5	8	0	0

Relationships

Advises (8)

→ N•••••• G••••• C••••• F••• ••••••• L••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ N•••••• G••••• C••••• F••• L•Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ N•••••• F••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 29, 2016 to presentfactForm ADV
→ N•••••• G••••• O••••••••• F••• I•• L•

Dated events

Occurred
Jul 9, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-131M
Occurred
Jul 9, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
May 13, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 26, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d874d3db-38fc-0472-f690-09d97c2b67db
First observed: Nov 22, 2011
Last observed: Jul 9, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.