This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

2

Designations

Chartered Financial Analyst

Exams

S63

First exam

Aug 5, 2022

First registration

Aug 10, 2017

Dual registered

yes, broker-dealer

IAPD individual key

6841132

• Occurred

  Jun 30, 2022
  Advisor changed firm

  Corey Tiller left Spearhead Capital Advisors, Llc for Rockefeller Capital Management (registered 2022-07-21)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d8760386-379e-831e-9a2c-46cb48e1a01a

First observed

Aug 10, 2017

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.