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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MICHAEL JAMES HOOD

Advisor at MORGAN STANLEY

Chicago, IL

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Search this name across graphsid dfx:ria:d888d92e-b8a9-2dec-81f5-ab66e628d765

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Jun 6, 2005
First registration: Oct 6, 2005
Dual registered: yes, broker-dealer
Other names: MIKE HOOD|MICHAEL J HOOD
IAPD individual key: 4440687

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Mar 31, 2015	n/a	yes	Chicago, IL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 22, 2013	Mar 23, 2015	no	CLEVELAND, OH\|WESTLAKE, OH	Previous registration
MORGAN STANLEY	Wirehouse	Aug 17, 2011	Nov 25, 2013	no	Pepper Pike, OH\|Cleveland, OH\|Westlake, OH	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 6, 2005	Jul 6, 2011	no	ROCHESTER, NY\|Beachwood, OH\|CLEVELAND, OH\|Beachwood, OH\|BEACHWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Mar 23, 2015	Mar 31, 2015	8	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	WELLS FARGO ADVISORS	Nov 25, 2013	Nov 22, 2013	-3	Firm change	Wirehouse to wirehouse
RAYMOND JAMES & ASSOCIATES, INC.	MORGAN STANLEY	Jul 6, 2011	Aug 17, 2011	42	Firm change	Ibd to wirehouse

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 17, 2011 to Nov 25, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 22, 2013 to Mar 23, 2015factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Oct 6, 2005 to Jul 6, 2011factForm ADV

Dated events

No dated event names this entity yet.