DFX Intelligence

C••• J••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••• J••••• K••••••

Advisor at C••••••••• W••••• M••••••••• L••

DES PERES, MO | Mountain Lake, MN

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Search this name across graphsid dfx:ria:d88aa968-12bc-af6e-0b77-559a28439140

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M••••••••• L••	Independent wealth	May 19, 2021	n/a	yes	Mountain Lake, MN\|DES PERES, MO	Current employment
E••••• J••••	National bd RIA	Sep 6, 2007	Apr 21, 2021	no	ST LOUIS, MO\|MADELIA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C••••••••• W••••• M••••••••• L••	Apr 21, 2021	May 19, 2021	28	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 19, 2021 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 6, 2007 to Apr 21, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d88aa968-12bc-af6e-0b77-559a28439140
First observed: Sep 6, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.