DFX Intelligence

E••• A••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

E••• A••••• C••••

Advisor at F•••• F••••••••

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d88b4d2a-acfa-2d0f-8bc4-dfa4c3e5e47c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Nov 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F••••••••	Independent wealth	May 23, 2025	n/a	yes	MINNEAPOLIS, MN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	May 21, 2025	no	MINNETONKA, MN\|EDEN PRAIRIE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	C••••• I••••••••• A••••••• L••	Jun 6, 2025	Jun 29, 2023	-708	FIRM_C••••E_AFTER_GAP	RIA to ibd
C••••• I••••••••• A••••••• L••	F•••• F••••••••	May 21, 2025	May 23, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:113074:MN:2023-06-29	Jun 29, 2023	Dec 23, 2019	EDEN PRAIRIE, MN	FIRM_C••••E_AFTER_GAP

Relationships

Registered with (5)

→ F•••• F••••••••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Dec 23, 2019 to Jun 6, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to May 21, 2025factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Jun 6, 2025
A•••••• firm c••••e
••• Locked
Form ADVobserved 8 days ago
Occurred
May 21, 2025
A•••••• firm c••••e
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 29, 2023
A•••••• firm c••••e
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d88b4d2a-acfa-2d0f-8bc4-dfa4c3e5e47c
First observed: Nov 13, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.