DFX Intelligence

S••••• A•••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

S••••• A•••••• K•••••••••

Advisor at L••••• S•••••• A•••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:d88eb448-e7a0-d2af-2a8e-fc20cc85220f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• S•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• S•••••• A•••••••• L••	State registered	Mar 29, 2013	n/a	yes	AUSTIN, TX	Current employment
W•••••• • R•••	Former SEC adviser	Feb 28, 2011	Mar 22, 2013	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	L••••• S•••••• A•••••••• L••	Mar 22, 2013	Mar 29, 2013	7	Firm change	Other

Relationships

Registered with (2)

→ L••••• S•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 29, 2013 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Feb 28, 2011 to Mar 22, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d88eb448-e7a0-d2af-2a8e-fc20cc85220f
First observed: Feb 28, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.