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Advisor at L•• F•••••••• L••
SAN DIEGO, CA | VENTURA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 3, 2025 | n/a | yes | SAN DIEGO, CA|VENTURA, CA | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2012 | Oct 30, 2013 | no | VENTURA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | L•• F•••••••• L•• | Oct 30, 2013 | Jun 3, 2025 | 4,234 | Firm change after gap | Wirehouse to ibd |
| C•••• I••••••••• S••••••• C•••• | J••• M••••• S••••••••• L•• | Oct 1, 2012 | Oct 1, 2012 |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jun 27, 2011 | Oct 1, 2012 | no | VENTURA, CA | Previous registration |
| S•••••••• F••••••••• I••• | Former SEC adviser | Apr 26, 2011 | Jun 2, 2011 | no | CAMARILLO, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | May 30, 2005 | Oct 2, 2009 | no | OXNARD, CA|OXNARD, CA|OXNARD, CA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| S•••••••• F••••••••• I••• | C•••• I••••••••• S••••••• C•••• | Jun 2, 2011 | Jun 27, 2011 | 25 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | S•••••••• F••••••••• I••• | Oct 2, 2009 | Apr 26, 2011 | 571 | Firm change after gap | Other |