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L••• D•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

L••• D•••• D•••••

Advisor at T•• F•••••••• P••••••• C••

WACONIA, MN

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Search this name across graphsid dfx:ria:d898f3b6-10cc-399c-9211-ad7527ca5c9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• F•••••••• P••••••• C••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• F•••••••• P••••••• C••	State registered	Apr 4, 2016	n/a	yes	WACONIA, MN	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Feb 12, 2021	Aug 31, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	n/a	Aug 31, 2022	n/a	n/a	Departure no registered destination	Departure
S•••••••• A••••••• L••	T•• F•••••••• P••••••• C••	Mar 16, 2016	Apr 4, 2016

Relationships

Registered with (3)

→ T•• F•••••••• P••••••• C••Registered adviserregistration: current employment
Apr 4, 2016 to presentfactForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 12, 2021 to Aug 31, 2022factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
May 3, 2013 to Mar 16, 2016factForm ADV

Dated events

Occurred
Aug 31, 2022
Advisor departed, no destination yet
L••• D•••• D••••• no longer registered at O••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d898f3b6-10cc-399c-9211-ad7527ca5c9f
First observed: May 3, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.