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Reading the graph
Advisor at LIVIAN & CO.
NEW YORK, NY | AVENTURA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIVIAN & CO. | Independent wealth | Mar 7, 2014 | n/a | yes | NEW YORK, NY|AVENTURA, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 13, 2010 | Jan 10, 2013 | no | WESTON, FL | Previous registration |
| SAFDIE INVESTMENT SERVICES CORP. | n/a | Aug 5, 2004 | Feb 17, 2006 | no | AVENTURA, FL|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LIVIAN & CO. | Jan 10, 2013 | Mar 7, 2014 | 421 | Firm change after gap | Other |
| SAFDIE INVESTMENT SERVICES CORP. | WELLS FARGO ADVISORS | Feb 17, 2006 | Jul 13, 2010 | 1,607 | Firm change after gap | Other |