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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

ROBERT ALFRED BROCKLAND

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

MORGANTON, NC

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Search this name across graphsid dfx:ria:d89d686c-e0a5-ac00-e9b2-9c394327f77a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 8, 1993
First registration: Jan 28, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2318595

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 6, 2013	n/a	yes	MORGANTON, NC	Current employment
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Feb 3, 2010	May 15, 2013	no	MORGANTON, NC\|CINCINNATI, OH	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 18, 2004	Dec 8, 2009	no	MORGANTON, NC\|MORGANTON, NC	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 28, 2002	Mar 18, 2004	no	MORGANTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ON INVESTMENT MANAGEMENT CO	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 15, 2013	Sep 6, 2013	114	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	ON INVESTMENT MANAGEMENT CO	Dec 8, 2009	Feb 3, 2010	57	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	VOYA FINANCIAL ADVISORS, INC.	Mar 18, 2004	Mar 18, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Sep 6, 2013 to presentfactForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Feb 3, 2010 to May 15, 2013factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 18, 2004 to Dec 8, 2009factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2002 to Mar 18, 2004factForm ADV

Dated events

No dated event names this entity yet.