DFX Intelligence

F•• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

F•• W••••• M••••••••• L••

CRD 300253

COON RAPIDS, MN

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Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 22, 2019 to May 4, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $301M••• Locked
Discretionary RAUM: $300M
Private client RAUM: $299Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $75.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••••• G••••• R•••	n/a	COON RAPIDS, MN	7	12	1	no
T•••••• K•• B•••••••••	n/a	COON RAPIDS, MN	7	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• T••••••• K••	MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	01/2019	Jan 22, 2019	Nov 27, 2024
R•••• A••••••• G•••••	MEMBER/CHIEF INVESTMENT OFFICER	D	yes	01/2019	Jan 22, 2019	Nov 27, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$301M	$251M	19.9%	$188M	17.0%	9	8	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F••••••••• F•••••••• P••••••• L••	2	May 16, 2019	Feb 21, 2019	MINNEAPOLIS, MN	Team lift out	Other	100.0%

Relationships

Registered with (5)

← N••••• W•••••• B••••••Advisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← C••••• T•••••• C••••••Advisorregistration: current employment
Nov 27, 2024 to presentfactForm ADV
← A•••••• G••••• R•••Advisorregistration: current employment
Feb 21, 2019 to presentfactForm ADV
← T•••••• K•• B•••••••••

Dated events

Occurred
Feb 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 22, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 22, 2019
Last observed: May 4, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.