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J••• W•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••• W•••• B•••••••••

Advisor at B••• G••••• • C••••••• I•••

ORANGE, CA

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Search this name across graphsid dfx:ria:d8a95c54-f537-68cb-232e-7c163b24817a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• G••••• • C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••• G••••• • C••••••• I•••	Independent wealth	Aug 26, 2014	n/a	yes	ORANGE, CA\|ORANGE, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 26, 2007	Jul 30, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	B••• G••••• • C••••••• I•••	Jul 30, 2014	Aug 26, 2014	27	Firm change	Other
D•• I••••••• S•••••••	L•• F•••••••• L••	Oct 1, 2007

Relationships

Registered with (4)

→ B••• G••••• • C••••••• I•••Registered adviserregistration: current employment
Aug 26, 2014 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 26, 2007 to Jul 30, 2014factForm ADV
→ D•• I••••••• S•••••••Registered adviserregistration: previous registration
Mar 18, 2005 to Oct 1, 2007factForm ADV
→ I••• S••••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8a95c54-f537-68cb-232e-7c163b24817a
First observed: Jul 8, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.