DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at UBS FINANCIAL SERVICES INC.
Purchase, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 19, 2023 | n/a | yes | Purchase, NY|NEW YORK, NY | Current employment |
| FUTUREADVISOR, INC. | Former SEC adviser | Oct 27, 2020 | Jan 6, 2023 | no | New York, NY|SAN FRANCISCO, CA | Previous registration |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | Asset manager | Nov 5, 2014 | Jan 6, 2023 | no | PRINCETON, NJ|New York, NY|PRINCETON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BLACKROCK INVESTMENT MANAGEMENT, LLC | FUTUREADVISOR, INC. | Jan 6, 2023 | Oct 27, 2020 | -801 | Channel change | Other |
| FUTUREADVISOR, INC. | UBS FINANCIAL SERVICES INC. | Jan 6, 2023 | Jan 19, 2023 | 13 | Firm change | RIA to wirehouse |