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Advisor at UBS FINANCIAL SERVICES INC.
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 1, 2010 | n/a | yes | MIAMI, FL | Current employment |
| UBS INTERNATIONAL INC. | n/a | Nov 18, 2004 | Jan 1, 2010 | no | MIAMI, FL|CORAL GABLES, FL|MIAMI, FL|MIAMI, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 8, 2003 | Nov 18, 2004 | no | FT LAUDERDAL, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS INTERNATIONAL INC. | UBS FINANCIAL SERVICES INC. | Jan 1, 2010 | Jan 1, 2010 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | UBS INTERNATIONAL INC. | Nov 18, 2004 | Nov 18, 2004 | 0 | Firm change | Other |