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Advisor at CETERA INVESTMENT ADVISERS LLC
JOHNSTON, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | JOHNSTON, IA | Current employment |
| VSR ADVISORY SERVICES | Former SEC adviser | Sep 7, 2016 | Nov 2, 2016 | no | JOHNSTON, IA|OVERLAND PARK, KS | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Sep 2, 2016 | May 20, 2021 | no | Johnston, IA | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Aug 15, 2012 | Sep 1, 2016 | no | OVERLAND PARK, KS|JOHNSTON, IA|JOHNSTON, IA|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | VSR ADVISORY SERVICES | May 20, 2021 | Sep 7, 2016 | -1,716 | Firm change after gap | Other |
| VSR ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Nov 2, 2016 | Jun 29, 2023 | 2,430 | Firm change after gap | Other |
| VSR ADVISORY SERVICES | SUMMIT FINANCIAL GROUP INC | Sep 1, 2016 | Sep 2, 2016 | 1 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 14503:105644:KS:2016-11-02 | Nov 2, 2016 | Jun 29, 2023 | OVERLAND PARK, KS | Firm change after gap |