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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

YE EDWARD HUANG

Advisor at LIFEMARK SECURITIES CORP.

Pearl River, NY | Wellesley, MA

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Search this name across graphsid dfx:ria:d8cbde7f-0d29-2685-b228-989511fbff5d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIFEMARK SECURITIES CORP.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 17, 1998
First registration: Jan 1, 2002
Dual registered: yes, broker-dealer
Other names: YE HUANG
IAPD individual key: 3006743

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIFEMARK SECURITIES CORP.	Bd affiliated wealth	Nov 20, 2018	n/a	yes	Wellesley, MA\|Pearl River, NY\|Wellesley, MA	Current employment
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Aug 21, 2014	Oct 31, 2018	no	WELLESLEY, MA\|SAN DIEGO, CA\|MARLTON, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 3, 2012	Aug 1, 2014	no	LOWELL, MA\|NATICK, MA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 26, 2006	Feb 25, 2009	no	WELLESLEY, MA\|WELLESLEY, MA	Previous registration
MONY SECURITIES CORPORATION	n/a	Jan 1, 2002	Jun 1, 2005	no	WELLESLEY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORESTERS EQUITY SERVICES, INC.	LIFEMARK SECURITIES CORP.	Oct 31, 2018	Nov 20, 2018	20	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	FORESTERS EQUITY SERVICES, INC.	Aug 1, 2014	Aug 21, 2014	20	Firm change	Other
EQUITABLE ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Feb 25, 2009	Jul 3, 2012	1,224	Firm change after gap	Other
MONY SECURITIES CORPORATION	EQUITABLE ADVISORS, LLC	Jun 1, 2005	Apr 26, 2006	329	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18464:16204:NJ:2018-10-24	Oct 31, 2018	Nov 20, 2018	MARLTON, NJ	Firm change

Relationships

Registered with (5)

→ LIFEMARK SECURITIES CORP.Registered adviserregistration: current employment
Nov 20, 2018 to presentfactForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Aug 21, 2014 to Oct 31, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 3, 2012 to Aug 1, 2014factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 26, 2006 to Feb 25, 2009factForm ADV
→ MONY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 1, 2002 to Jun 1, 2005factForm ADV

Dated events

No dated event names this entity yet.