DFX Intelligence

H••• E•••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

H••• E•••••• N••••

Advisor at C•••••• S••••• • C••• I•••

Windermere , FL | Austin, TX

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Search this name across graphsid dfx:ria:d8d1c94a-b517-301a-f252-4010b7690d3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 19, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jul 14, 2022	n/a	yes	Windermere , FL\|Austin, TX	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Oct 28, 2021	Jun 9, 2022	no	GREENWOOD VILLAGE, CO\|WINDERMERE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	C•••••• S••••• • C••• I•••	Jun 9, 2022	Jul 14, 2022	35	Firm change	Ibd to ibd
A•••••• F••••••••• I•••	E•••••• A••••••• G••••• L••	Sep 20, 2021	Oct 28, 2021

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 16, 2013 to Apr 10, 2018factForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Oct 28, 2021 to Jun 9, 2022factForm ADV
→ A•••••• F••••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2020 to Sep 20, 2021factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

Occurred
Jun 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8d1c94a-b517-301a-f252-4010b7690d3b
First observed: Nov 27, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.