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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

PACIFIC HEIGHTS ASSET MANAGEMENT, LLC

CRD 124365

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d8d24f80-fd89-c598-4f5e-367f93c26c28

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 19, 2012 to Feb 17, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $7.3BItem 5.F on the latest filing (2026-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 4
SEC number: 801-61673
CRD: 124365
Filings on the tape: 18
First filed: Mar 19, 2012
Latest filed: Feb 17, 2026
Organised: Limited Liability Company, CA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDREWS, JAMES, HANSON	DIRECTOR OF FINANCE	Na	yes	04/2006	Mar 19, 2012	Feb 7, 2024
CUGGINO, MICHAEL, JOSEPH	Trustee	E	yes	08/2015	Mar 19, 2012	Feb 7, 2024
FREUND, SUSAN, KATHRYN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2010	Mar 19, 2012	Feb 7, 2024
THE MICHAEL J. CUGGINO 2008 REVOCABLE TRUST	Trust	Na	yes	08/2015	Feb 10, 2016	Feb 7, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	3	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$7.3B	$7.3B	10	2	2	n/a	n/a
2024	Feb 4, 2025	$4.0B	$4.0B	10	2	2	n/a	n/a
2023	Feb 7, 2024	$3.1B	$3.1B	10	2	2	n/a	n/a
2022	Jan 31, 2023	$2.9B	$2.9B	10	2	2	n/a	n/a
2021	Mar 22, 2022	$3.2B	$3.2B	10	2	2	n/a	n/a
2020	Feb 22, 2021	$2.4B	$2.4B	10	2	0	n/a	n/a
2019	Feb 10, 2020	$2.0B	$2.0B	13	2	0	n/a	n/a
2018	Feb 19, 2019	$1.9B	$1.9B	14	2	0	n/a	n/a
2017	Feb 9, 2018	$2.6B	$2.6B	15	2	0	n/a	n/a
2016	Feb 17, 2017	$2.8B	$2.8B	15	2	n/a	n/a	n/a
2015	Feb 10, 2016	$3.0B	$3.0B	15	2	n/a	n/a	n/a
2014	Feb 17, 2015	$5.7B	$5.7B	15	2	n/a	n/a	n/a
2013	Jan 21, 2014	$9.7B	$9.7B	15	2	n/a	n/a	n/a
2012	Mar 14, 2013	$17B	$17B	16	2	n/a	n/a	n/a
2011	Mar 19, 2012	$15B	$15B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.3B	$4.0B	83.6%	$2.9B	35.5%	10	10	2	2

Relationships

Controls (4)

← FREUND, SUSAN, KATHRYNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2012 to Feb 7, 2024factForm ADV
← CUGGINO, MICHAEL, JOSEPHOwnerTRUSTEE, ownership code E, individual
Mar 19, 2012 to Feb 7, 2024factForm ADV
← ANDREWS, JAMES, HANSONOwnerDIRECTOR OF FINANCE, ownership code NA, individual
Mar 19, 2012 to Feb 7, 2024factForm ADV
← THE MICHAEL J. CUGGINO 2008 REVOCABLE TRUSTOwnerTRUST, ownership code NA, domestic entity
Feb 10, 2016 to Feb 7, 2024factForm ADV

Dated events

Occurred
Feb 17, 2026
Regulatory AUM changed
Pacific Heights Asset Management, Llc reported RAUM $7.3B, up 84% from $4.0B (2025-02-04 to 2026-02-17)
Form ADVobserved 3 days ago
$3.3B
Occurred
Feb 4, 2025
Regulatory AUM changed
Pacific Heights Asset Management, Llc reported RAUM $4.0B, up 27% from $3.1B (2024-02-07 to 2025-02-04)
Form ADVobserved 3 days ago
$847M
Occurred
Mar 22, 2022
Regulatory AUM changed
Pacific Heights Asset Management, Llc reported RAUM $3.2B, up 33% from $2.4B (2021-02-22 to 2022-03-22)
Form ADVobserved 3 days ago
$785M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8d24f80-fd89-c598-4f5e-367f93c26c28
First observed: Mar 19, 2012
Last observed: Feb 17, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PACIFIC HEIGHTS ASSET MANAGEMENT, LLC

CRD 124365

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d8d24f80-fd89-c598-4f5e-367f93c26c28

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDREWS, JAMES, HANSON

DIRECTOR OF FINANCE

yes

04/2006

Mar 19, 2012

Feb 7, 2024

CUGGINO, MICHAEL, JOSEPH

Trustee

yes

08/2015

Mar 19, 2012

Feb 7, 2024

FREUND, SUSAN, KATHRYN

CHIEF COMPLIANCE OFFICER

yes

03/2010

Mar 19, 2012

Feb 7, 2024

THE MICHAEL J. CUGGINO 2008 REVOCABLE TRUST

Trust

yes

08/2015

Feb 10, 2016

Feb 7, 2024

City

State

Country

Employees

Also broker-dealer

Boston

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

$7.3B

n/a

2024

Feb 4, 2025

$4.0B

n/a

2023

Feb 7, 2024

$3.1B

n/a

2022

Jan 31, 2023

$2.9B

n/a

2021

Mar 22, 2022

$3.2B

n/a

2020

Feb 22, 2021

$2.4B

n/a

2019

Feb 10, 2020

$2.0B

n/a

2018

Feb 19, 2019

$1.9B

n/a

2017

Feb 9, 2018

$2.6B

n/a

2016

Feb 17, 2017

$2.8B

n/a

2015

Feb 10, 2016

$3.0B

n/a

2014

Feb 17, 2015

$5.7B

n/a

2013

Jan 21, 2014

$9.7B

n/a

2012

Mar 14, 2013

$17B

n/a

2011

Mar 19, 2012

$15B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$7.3B

$4.0B

83.6%

$2.9B

35.5%