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Advisor at FARMERS ASSET MANAGEMENT, LLC
WESTLAKE VILLAGE, CA | Johnston, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FARMERS ASSET MANAGEMENT, LLC | State registered | Jan 14, 2026 | n/a | yes | Johnston, IA|WESTLAKE VILLAGE, CA | Current employment |
| PRINCIPAL ASSET MANAGEMENT | Other adviser | Nov 4, 2016 | Feb 2, 2021 | no | Des Moines, IA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 19, 2016 | Nov 4, 2016 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL ASSET MANAGEMENT | FARMERS ASSET MANAGEMENT, LLC | Feb 2, 2021 | Jan 14, 2026 | 1,807 | Firm change after gap | Other |
| PRINCIPAL SECURITIES, INC. | PRINCIPAL ASSET MANAGEMENT | Nov 4, 2016 | Nov 4, 2016 | 0 | Firm change | Other |