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Advisor at PARALLEL ADVISORS, LLC
WOOD DALE, IL | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARALLEL ADVISORS, LLC | Independent wealth | Mar 3, 2025 | n/a | yes | WOOD DALE, IL|SAN FRANCISCO, CA | Current employment |
| FALCON WEALTH PLANNING, INC. | Independent wealth | Jan 11, 2023 | Mar 26, 2025 | no | Oakbrook Terrace, IL|ONTARIO, CA|Oakbrook Terrace, IL | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Sep 10, 2018 | Jan 17, 2023 | no | Chicago, IL|ARLINGTON, VA|Chicago, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Aug 23, 2016 | Sep 6, 2018 | no | Oak Brook, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FALCON WEALTH PLANNING, INC. | PARALLEL ADVISORS, LLC | Mar 26, 2025 | Mar 3, 2025 | -23 | Firm change | RIA to RIA |
| E*TRADE CAPITAL MANAGEMENT, LLC | FALCON WEALTH PLANNING, INC. | Jan 17, 2023 | Jan 11, 2023 | -6 | Firm change | RIA to RIA |
| MORGAN STANLEY | E*TRADE CAPITAL MANAGEMENT, LLC | Sep 6, 2018 | Sep 10, 2018 | 4 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:42159:IL:2018-09-06 | Sep 6, 2018 | Sep 10, 2018 | OAK BROOK, IL | Firm change |