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CRD 158020
THIENSVILLE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KEVIN BLAKE PERLBERG | Certified Financial Planner | THIENSVILLE, WI | 15 | 42 | 2 | yes |
| DONALD WILLIAM TENDICK | Certified Financial Planner | THIENSVILLE, WI | 15 | 23 | 2 | yes |
| CHRISTOPHER DAVID NEI | n/a | THIENSVILLE, WI | SCOTTSDALE, AZ | 13 | 20 | 1 | yes |
| SUSAN SHOKES BROUSSEAU | Certified Financial Planner|Chartered Financial Consultant | SCOTTSDALE, AZ | THIENSVILLE, WI | 12 | 41 | 1 | no |
| MATTHEW Stephen KRUELLE | Chartered Financial Analyst | THIENSVILLE, WI | SCOTTSDALE, AZ | 5 | 11 | 1 | yes |
| Mario James DiVenere | n/a | SCOTTSDALE, AZ | THIENSVILLE, WI | 2 | 13 | 1 | yes |
| PATRICK JOHN RETZER | n/a | VENICE, FL | THIENSVILLE, WI | 1 | 39 | 1 | no |
| Jay Rabins | n/a | Scottsdale, AZ | THIENSVILLE, WI | 0 | 26 | 6 | no |
| JOHN LOUIS OXENHANDLER | n/a | THIENSVILLE, WI | SCOTTSDALE, AZ | 0 | 26 | 4 | yes |
| WILLIAM RYAN ZENK | Certified Financial Planner | SCOTTSDALE, AZ | THIENSVILLE, WI | BROOKFIELD, WI | 0 | 32 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PERLBERG, KEVIN, BLAKE | MANAGING MEMBER | E | yes | 05/2011 | Mar 4, 2015 | Dec 13, 2024 |
| TENDICK, DONALD, WILLIAM | VICE-PRESIDENT/ CHIEF COMPLIANCE OFFICER | B | yes | 05/2011 | Mar 4, 2015 | Dec 13, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Scottsdale | Az | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 10, 2026 | $452M | $451M | 6 | 6 | 1 | n/a | n/a |
| 2024 | Feb 26, 2025 | $336M | $336M | 8 | 8 | 1 | n/a | n/a |
| 2023 | Mar 6, 2024 | $244M | $244M | 9 | 6 | 1 | n/a | n/a |
| 2022 | Mar 29, 2023 | $209M | $208M | 8 | 8 | 1 | n/a | n/a |
| 2021 | Mar 2, 2022 | $227M | $226M | 8 | 8 | 1 | n/a | n/a |
| 2020 | Mar 12, 2021 | $199M | $199M | 8 | 3 | 1 | n/a | n/a |
| 2019 | Apr 29, 2020 | $172M | $171M | 8 | 6 | 1 | n/a | n/a |
| 2018 | Mar 27, 2019 | $142M | $142M | 9 | 6 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $160M | $159M | 8 | 5 | 1 | n/a | n/a |
| 2016 | Mar 22, 2017 | $148M | $147M | 8 | 5 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $144M | $144M | 11 | 8 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 0 | 3 | 0.0% | 3 | 0 | 0 | 5 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $452M | $336M | 34.4% | $209M | 29.4% | 6 | 8 | 1 | 1 |