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Advisor at U.S. BANCORP ADVISORS, LLC
Sioux City, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Sioux City, IA|Sioux City, IA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jul 29, 2022 | Feb 13, 2026 | no | SAINT PAUL, MN|Sioux City, IA|Sioux City, IA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 7, 2015 | Aug 4, 2022 | no | SIOUX FALLS, SD|SIOUX CITY, IA|SIOUX CITY, IA|OMAHA, NE|ROSEVILLE, CA|SIOUX FALLS, SD|SIOUX CITY, IA|SIOUX CITY, IA|OMAHA, NE|ARNOLD PARK, IA | Previous registration |
| EDWARD JONES | National bd RIA | Jun 28, 2010 | Dec 8, 2015 | no | SIOUX CITY, IA|SIOUX CITY, IA|ST LOUIS, MO|SIOUX CITY, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | U.S. BANCORP INVESTMENTS, INC. | Aug 4, 2022 | Jul 29, 2022 | -6 | Firm change | Wirehouse to ibd |
| EDWARD JONES | WELLS FARGO ADVISORS | Dec 8, 2015 | Dec 7, 2015 | -1 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:19616:IA:2015-12-08 | Dec 8, 2015 | Dec 7, 2015 | SIOUX CITY, IA | Firm change |