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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

JACK YALE

Advisor at VALIC FINANCIAL ADVISORS, INC.

ST. LOUIS, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 1, 1995
First registration: Feb 3, 2004
Dual registered: yes, broker-dealer
Other names: JACK CURTIS YALE|JACK YALE
IAPD individual key: 1703287

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 21, 2024	n/a	yes	ST. LOUIS, MO	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Nov 25, 2020	Feb 7, 2024	no	Charlotte, NC	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 26, 2014	Nov 13, 2020	no	ST. LOUIS, MO\|St Louis, MO	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 16, 2010	Jul 15, 2014	no	COLUMBUS, OH\|ST. LOUIS, MO\|FENTON, MO\|ST. LOUIS, MO\|EUREKA, MO\|DESOTO, MO\|HERCULANEUM, MO\|DESOTO, MO\|ARNOLD, MO\|DESOTO, MO\|HERCULANEUM, MO\|DESOTO, MO\|ARNOLD, MO\|ST. LOUIS, MO\|ST. LOUIS, MO\|CRESTWOOD, MO\|ST. LOUIS, MO\|ST. LOUIS, MO\|WEBSTER GROVES, MO\|CLAYTON, MO	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Feb 3, 2004	Jun 17, 2009	no	ST LOUIS, MO\|CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	VALIC FINANCIAL ADVISORS, INC.	Feb 7, 2024	May 21, 2024	104	Firm change	Ibd to ibd
ADVICE AND PLANNING SERVICES	VANGUARD ADVISERS, INC.	Nov 13, 2020	Nov 25, 2020	12	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	ADVICE AND PLANNING SERVICES	Jul 15, 2014	Aug 26, 2014	42	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	PNC WEALTH MANAGEMENT	Jun 17, 2009	Aug 16, 2010	425	Firm change after gap	Other

Relationships

Registered with (5)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
May 21, 2024 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Nov 25, 2020 to Feb 7, 2024factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 26, 2014 to Nov 13, 2020factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 16, 2010 to Jul 15, 2014factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Feb 3, 2004 to Jun 17, 2009factForm ADV

Dated events

Occurred
Feb 7, 2024
Advisor changed firm
Jack Yale left Vanguard Advisers, Inc. for Valic Financial Advisors, Inc. (registered 2024-05-21)
Form ADVobserved 5 days ago