DFX Intelligence

M••••• W••••• M••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 1b 10b

M••••• W••••• M••••••••• L••••••

CRD 138189

LONDON

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Data as of Nov 11, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Dec 21, 2011 to Nov 11, 2025
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.57 institutional_share=0.43 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $7.4B••• Locked
Discretionary RAUM: $7.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M• J•••• F••• P••	Other Private Fund	$106M	Nov 11, 2025	59	Jan 25, 2012	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• R••••••• K•••	Director	Na	yes	02/2022	Nov 2, 2022	Oct 11, 2024
C•••••• D••••• H••••	Director	Na	yes	03/2010	Dec 21, 2011	Oct 11, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$7.4B	$4.6B	59.9%	$4.1B	21.6%	12	11	0	0

Relationships

Advises (1)

→ M• J•••• F••• P••Private fundOther Private Fund, IA
Jan 25, 2012 to presentfactForm ADV

Controls (9)

← C•••••• D••••• H••••OwnerDIRECTOR, ownership code NA, individual
Dec 21, 2011 to Oct 11, 2024factForm ADV
← M•••••• S••••••• P•OwnerCEO/FINANCE DIRECTOR, ownership code C, individual
Dec 21, 2011 to Oct 11, 2024factForm ADV
← W•••••• I••• K•OwnerDIRECTOR, ownership code C, individual

Dated events

Occurred
Oct 10, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.9B
Occurred
Jan 15, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 30, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$934M
Occurred
Nov 2, 2022
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 21, 2011
Last observed: Nov 11, 2025 10 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 13 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Sep 10, 2014	$3.9B	$3.9B	10	6	n/a	1	$529M
2013	Feb 3, 2014	$3.7B	$3.7B	10	6	n/a	1	$508M
2012	Sep 14, 2012	$2.7B	$2.7B	n/a	n/a	n/a	1	$539M