DFX Intelligence

A••••• N••••• K•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)19 years in industry

A••••• N••••• K•••••• R•••••••

Advisor at S•••• M•••• G••••• L••

EASTLAND, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• M•••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• M•••• G••••• L••	Independent wealth	Jul 28, 2016	n/a	yes	EASTLAND, TX	Current employment
V•• A••••••• S•••••••	Former SEC adviser	May 17, 2007	Jul 29, 2016	no	OVERLAND PARK, KS\|EASTLAND, TX\|WORDEN, IL\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•• A••••••• S•••••••	S•••• M•••• G••••• L••	Jul 29, 2016	Jul 28, 2016	-1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
14503:284187:KS:2016-07-29	Jul 29, 2016	Jul 28, 2016	OVERLAND PARK, KS	Firm change

Relationships

Registered with (2)

→ S•••• M•••• G••••• L••Registered adviserregistration: current employment
Jul 28, 2016 to presentfactForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
May 17, 2007 to Jul 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 17, 2007
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.