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CRD 284187
EASTLAND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| A•••• N••• K•••••• | Certified Financial Planner | EASTLAND, TX | 10 | 26 | 1 | yes |
| A••••• N••••• K•••••• R••••••• | Certified Financial Planner|Chartered Financial Consultant | EASTLAND, TX | 10 | 19 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K••••••• A••••• N••• | Member | C | yes | 12/2017 | Feb 2, 2018 | Nov 8, 2024 |
| K••••••• J••••• R•• | MANAGING MEMBER | D | yes | 08/2016 | Jun 9, 2016 | Nov 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| B•••••• • A••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| THREE FORKS | Mt | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 9.1% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $424M | $369M | 15.0% | $254M | 18.6% | 24 | 25 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| P••• G•••• F••••••••• I••• | 2 | Oct 27, 2020 | Sep 3, 2019 | EASTLAND, TX | Team lift out | RIA to RIA | 28.6% |
| F•• R••••••••• C••••••••• | 2 | Oct 1, 2020 | Jan 1, 2025 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S••••• F•••••••• G•••• I•• | 2 | May 15, 2017 | May 9, 2017 | EDMOND, OK | Team lift out | Other | 0.7% |
| V•• A••••••• S••••••• | 2 | Aug 15, 2016 | Aug 17, 2016 |
| yes |
| B••• D••• R••••••• | n/a | EASTLAND, TX | 10 | 14 | 1 | yes |
| J•••• R•• K•••••• | n/a | EASTLAND, TX | 10 | 36 | 2 | yes |
| J•• D•••••• M•••••••• | n/a | EASTLAND, TX | 4 | 11 | 1 | yes |
| S••••• E•••• B••••• | n/a | EASTLAND, TX | 3 | 13 | n/a | no |
| B•••• A•••••• B•••• | n/a | EASTLAND, TX | 2 | 10 | n/a | no |
| K••• B•••• S•••••• | Certified Financial Planner | EASTLAND, TX | 1 | 10 | n/a | no |
| D•••• M•••••• C••••• | n/a | EASTLAND, TX | 0 | 13 | n/a | no |
| T••••• R••• C••••• | n/a | EASTLAND, TX | 0 | 10 | n/a | no |
| D•••••• J•••• G••• G•••• | n/a | EASTLAND, TX | 0 | 12 | 2 | no |
| Member |
| C |
| yes |
| 12/2017 |
| Feb 2, 2018 |
| Nov 8, 2024 |
| K••••••• J•••••••• G• | CHIEF COMPLIANCE OFFICER | Na | no | 11/2023 | Nov 17, 2023 | Nov 8, 2024 |
| $424M |
| $424M |
| 24 |
| 9 |
| 1 |
| n/a |
| n/a |
| 2024 | Apr 21, 2025 | $369M | $369M | 25 | 9 | 1 | n/a | n/a |
| 2023 | Feb 26, 2024 | $286M | $284M | 21 | 7 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $254M | $252M | 20 | 7 | 0 | n/a | n/a |
| 2021 | Mar 21, 2022 | $260M | $246M | 17 | 5 | 0 | n/a | n/a |
| 2020 | Mar 5, 2021 | $196M | $185M | 21 | 5 | 0 | n/a | n/a |
| 2019 | Mar 18, 2020 | $312M | $302M | 26 | 10 | 2 | n/a | n/a |
| 2018 | Jan 30, 2019 | $223M | $223M | 26 | 10 | 2 | n/a | n/a |
| 2017 | Feb 2, 2018 | $201M | $199M | 21 | 10 | 2 | n/a | n/a |
| 2016 | Mar 13, 2017 | $218M | $216M | 21 | 10 | n/a | n/a | n/a |
| EASTLAND, TX |
| Team lift out |
| RIA to new firm |
| 22.2% |
| OVERLAND PARK, KS |
| Team lift out |
| Other |
| 1.6% |
| V•• A••••••• S••••••• | 2 | Jul 29, 2016 | Jul 28, 2016 | OVERLAND PARK, KS | Team lift out | Other | 1.3% |
| V•• A••••••• S••••••• | 2 | Jul 29, 2016 | Aug 4, 2016 | EASTLAND, TX | Team lift out | Other | 1.3% |