DFX Intelligence

M•••••• A•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

M•••••• A•••• B••••

Advisor at C••••••••• F•••••••• N••••••

••• Locked

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Search this name across graphsid dfx:ria:d931fe8d-c39d-3681-2d95-505ac5bb8402

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 18, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jun 2, 2025	n/a	yes	Florence, AL\|Muscle Shoals, AL\|Jackson, MS	Current employment
C•••• • P•••••	Independent wealth	Apr 3, 2009	Jun 25, 2025	no	JACKSON, MS\|JACKSON, MS\|JACKSON, MS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• • P•••••	C••••••••• F•••••••• N••••••	Jun 25, 2025	Jun 2, 2025	-23	Firm change	RIA to ibd
C•••••••• G••••• M•••••• I•••	C•••• • P•••••	Apr 21, 2009	Apr 3, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
29163:8032:MS:2025-06-25	Jun 25, 2025	Jun 2, 2025	JACKSON, MS	Firm change

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ C•••• • P•••••Registered adviserregistration: previous registration
Apr 3, 2009 to Jun 25, 2025factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jul 6, 2007 to Apr 21, 2009factForm ADV

Dated events

Occurred
Jun 25, 2025
Advisor changed firm
M•••••• A•••• B•••• left C•••• • P••••• for C••••••••• F•••••••• N•••••• (registered 2025-06-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d931fe8d-c39d-3681-2d95-505ac5bb8402
First observed: Jul 6, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.