DFX Intelligence

Data Factory

C•••••••• C•••••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor16 years in industry

C•••••••• C•••••••• C•••••

Advisor at C••••••• P••••••• I••••••••• A•••••••• L••

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d93e6107-14bd-0647-f278-e7f3819652cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 26, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	May 6, 2015	n/a	yes	NEWPORT BEACH, CA	Current employment
N•• A•••••• S•••••••• L••	Former SEC adviser	Feb 3, 2012	Apr 30, 2015	no	Rolling Meadows, IL\|Irvine, CA\|GLENDALE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••• S•••••••• L••	C••••••• P••••••• I••••••••• A•••••••• L••	Apr 30, 2015	May 6, 2015	6	Firm change	Other
B•••••• F•••••••• S••••••• G••••	N•• A•••••• S•••••••• L••	Jul 20, 2010	Feb 3, 2012

Relationships

Registered with (3)

→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 6, 2015 to presentfactForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2012 to Apr 30, 2015factForm ADV
→ B•••••• F•••••••• S••••••• G••••Registered adviserregistration: previous registration
Mar 29, 2010 to Jul 20, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d93e6107-14bd-0647-f278-e7f3819652cd
First observed: Mar 29, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.