C•••• R• R•••••

Advisor at C•••• • S••••• C•••••• M••••••••• I•••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9526b91-69d9-f8a1-a7da-c5684058370c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• • S••••• C•••••• M••••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• • S••••• C•••••• M••••••••• I•••	Asset manager	Dec 12, 2022	n/a	yes	NEW YORK, NY	Current employment
M••••• S••••••	Wirehouse	Apr 9, 2020	Dec 12, 2022	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•••• • S••••• C•••••• M••••••••• I•••	Dec 12, 2022	Dec 12, 2022	0	Firm change	Other
E•••••••• A•••••••• L••	M••••• S••••••	Nov 15, 2019	Apr 9, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:149777:NY:2019-11-08	Nov 15, 2019	Apr 9, 2020	MELVILLE, NY	Firm change

Relationships

Registered with (3)

→ C•••• • S••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 9, 2020 to Dec 12, 2022factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 17, 2015 to Nov 15, 2019factForm ADV

Dated events

Occurred
Dec 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9526b91-69d9-f8a1-a7da-c5684058370c
First observed: Aug 17, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.