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D•••• S•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

D•••• S•••• W•••••••

Advisor at T•••••• W••••• A•••••••• L••

SAN LUIS OBISPO, CA

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Search this name across graphsid dfx:ria:d955f379-1108-1e3f-ebc3-1427715f314f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• W••••• A•••••••• L••	Independent wealth	Oct 29, 2010	n/a	yes	SAN LUIS OBISPO, CA	Current employment
S• • Y• A•••• M••••••••• L••	n/a	Mar 11, 2005	Dec 24, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• • Y•••••••• L••	S• • Y• A•••• M••••••••• L••	Sep 29, 2010	Mar 11, 2005	-2,028	Firm change after gap	Other
S• • Y• A•••• M••••••••• L••	T•••••• W••••• A•••••••• L••	Dec 24, 2008

Relationships

Registered with (5)

→ T•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Oct 29, 2010 to presentfactForm ADV
→ S•••• • Y•••••••• L••Registered adviserregistration: previous registration
Jan 31, 2005 to Sep 29, 2010factForm ADV
→ S• • Y• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 11, 2005 to Dec 24, 2008factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d955f379-1108-1e3f-ebc3-1427715f314f
First observed: Jan 16, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.