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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

CHARLES MICHAEL MATISI

Advisor at OSAIC WEALTH, INC.

Holbrook, NY

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Search this name across graphsid dfx:ria:d95642f1-4bc1-bf82-47be-30cf1c36453c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63|S66
First exam: Jan 31, 1996
First registration: Jun 12, 2003
Dual registered: yes, broker-dealer
Other names: CHARLIE MATISI
IAPD individual key: 2650170

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	n/a	yes	Holbrook, NY	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Nov 3, 2014	Oct 11, 2024	no	HOLBROOK, NY	Previous registration
4THOUGHT FINANCIAL GROUP INC.	Independent wealth	Feb 4, 2014	Oct 31, 2014	no	SYOSSET, NY	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Nov 16, 2012	Oct 7, 2013	no	WOODBURY, NY	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 19, 2005	Jul 3, 2012	no	STAMFORD, CT\|NORWALK, CT\|SOUTHBURY, CT\|NORWALK, CT\|SOUTHBURY, CT\|GREENWICH, CT\|STAMFORD, CT	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 12, 2003	Mar 18, 2005	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
4THOUGHT FINANCIAL GROUP INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Oct 31, 2014	Nov 3, 2014	3	Firm change	Other
PARK AVENUE SECURITIES LLC	4THOUGHT FINANCIAL GROUP INC.	Oct 7, 2013	Feb 4, 2014	120	Firm change	Other
MML INVESTORS SERVICES, LLC	PARK AVENUE SECURITIES LLC	Jul 3, 2012	Nov 16, 2012	136	Firm change	Other
EQUITABLE ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Mar 18, 2005	Aug 19, 2005	154	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Nov 3, 2014 to Oct 11, 2024factForm ADV
→ 4THOUGHT FINANCIAL GROUP INC.Registered adviserregistration: previous registration
Feb 4, 2014 to Oct 31, 2014factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Nov 16, 2012 to Oct 7, 2013factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2005 to Jul 3, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 12, 2003 to Mar 18, 2005factForm ADV

Dated events

No dated event names this entity yet.