DFX Intelligence

A••••• M••••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A••••• M••••••• W••••

Advisor at F••••• F••••••••

DAVENPORT, IA | DUBUQUE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d95d20b2-23b9-11a0-4020-7e3d136d592a

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2018 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• F••••••••	Independent wealth	Sep 17, 2026	n/a	yes	DAVENPORT, IA\|DUBUQUE, IA	Current employment
A•••••• P••••••• P•••••••• I•••	Bd affiliated wealth	Jan 3, 2018	Jul 8, 2026	no	Davenport, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• P••••••• P•••••••• I•••	F••••• F••••••••	Jul 8, 2026	Sep 17, 2026	71	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ F••••• F••••••••Registered adviserregistration: current employment
Sep 17, 2026 to presentfactForm ADV
→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2018 to Jul 8, 2026factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 17, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d95d20b2-23b9-11a0-4020-7e3d136d592a
First observed: Jan 3, 2018
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.