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C••••• L••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

C••••• L••• O•••••

Advisor at M••••• I••••• C•••••• M••••••••• L••

M••••• I•••••, WA

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Search this name across graphsid dfx:ria:d95d87c7-ab8d-ec8b-29a2-1413d6d62636

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 26, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• I••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• I••••• C•••••• M••••••••• L••	State registered	May 18, 2016	n/a	yes	M••••• I•••••, WA	Current employment
N•••••••• A•••• M•••••••••	Independent wealth	Mar 11, 2014	Apr 5, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A•••• M•••••••••	M••••• I••••• C•••••• M••••••••• L••	Apr 5, 2016	May 18, 2016	43	Firm change	Other
U•• F•••••••• S••••••• I•••	N•••••••• A•••• M•••••••••	Dec 23, 2013

Relationships

Registered with (4)

→ M••••• I••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 18, 2016 to presentfactForm ADV
→ N•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 11, 2014 to Apr 5, 2016factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 9, 2007 to Dec 23, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d95d87c7-ab8d-ec8b-29a2-1413d6d62636
First observed: Jul 26, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.