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Advisor at WEATHERBY CAPITAL, LLC
KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEATHERBY CAPITAL, LLC | State registered | Dec 3, 2024 | n/a | yes | KANSAS CITY, MO | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Dec 10, 2024 | no | ST LOUIS, MO|PARKVILLE, MO | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jul 27, 2023 | Nov 14, 2024 | no | Parkville, MO|St. Louis, MO|Overland Park, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | WEATHERBY CAPITAL, LLC | Dec 10, 2024 | Dec 3, 2024 | -7 | Firm change | Other |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |