This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.37 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$22.4MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$8.2MderivedItem 5.D individuals plus high net worth individuals

Private client share

37%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

5

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

45

Individual clients

37

High net worth clients

4

SEC number

801-132921

CRD

335820

Filings on the tape

2

First filed

May 23, 2025

Latest filed

Mar 31, 2026

Organised

Corporation

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d976f340-4cc0-537a-9de4-02ef013d569a

First observed

May 23, 2025

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.