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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

GREENWOODS ASSET MANAGEMENT LIMITED

CRD 139054

GRAND CAYMAN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d97808d2-ec2d-2867-28ca-ca92fd585ffb

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Sep 17, 2015 to Mar 30, 2021
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $6.9BItem 5.F on the latest filing (2021-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 61
Advisory employees: 30
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 17
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $6.2Bgross asset value as reported per fund; never fund size
SEC number: 801-106694
CRD: 139054
Filings on the tape: 11
First filed: Sep 17, 2015
Latest filed: Mar 30, 2021
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GREENWOODS BALANCED FUND	Hedge Fund	$92.1M	Mar 30, 2021	26	Mar 13, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GREENWOODS ASSET MANAGEMENT HOLDINGS LIMITED	Shareholder	E	yes	08/2007	Sep 17, 2015	Mar 30, 2021
JIANG, JINZHI, (NMN)	DIRECTOR AND SHAREHOLDER	E	yes	05/2007	Sep 17, 2015	Mar 30, 2021
JIANG, JINZHI, (NMN)	DIRECTOR AND SHAREHOLDER	E	yes	11/2005	Sep 17, 2015	Mar 30, 2021
UNIQUE ELEMENT CORP.	Shareholder	E	yes	05/2007	Mar 27, 2019	Mar 30, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED	n/a	Former SEC adviser	$5.9B	N	yes	n/a
GREENWOODS BLOOM CAPITAL MANAGEMENT CO., LIMITED	n/a	n/a	n/a	N	yes	n/a
GREENWOODS CAPITAL MANAGEMENT COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a
GREENWOODS INVESTMENT MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a
GREENWOODS INVESTMENTS SG PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
SHANGHAI GREENWOODS ASSET MANAGEMENT CO, LTD.	n/a	n/a	n/a	N	yes	n/a
SHANGHAI GREENWOODS EQUITY INVESTMENT COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 30, 2021	$6.9B	$6.9B	61	30	0	5	$6.2B
2019	Mar 30, 2020	$4.9B	$4.9B	59	31	0	5	$4.2B
2018	Mar 27, 2019	$3.6B	$3.6B	79	38	1	5	$3.0B
2017	Mar 29, 2018	$6.5B	$6.5B	75	35	1	5	$3.6B
2016	Mar 28, 2017	$3.4B	$3.4B	75	35	n/a	5	$2.2B
2015	Mar 28, 2016	$4.9B	$4.9B	71	35	n/a	5	$3.2B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$6.9B	$4.9B	41.1%	$6.5B	2.3%	61	59	0	0

Relationships

Affiliated with (2)

→ GREENWOODS ASSET MANAGEMENT HONG KONG LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← GREENWOODS ASSET MANAGEMENT HONG KONG LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (1)

→ GREENWOODS BALANCED FUNDPrivate fundHedge Fund, IA
Mar 13, 2014 to presentfactForm ADV

Controls (3)

← JIANG, JINZHI, (NMN)OwnerDIRECTOR AND SHAREHOLDER, ownership code E, individual
Sep 17, 2015 to presentfactForm ADV
← GREENWOODS ASSET MANAGEMENT HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Sep 17, 2015 to presentfactForm ADV
← UNIQUE ELEMENT CORP.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 27, 2019 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2021
Regulatory AUM changed
Greenwoods Asset Management Limited reported RAUM $6.9B, up 41% from $4.9B (2020-03-31 to 2021-03-30)
Form ADVobserved 3 days ago
$2.0B
Occurred
Mar 30, 2020
Regulatory AUM changed
Greenwoods Asset Management Limited reported RAUM $4.9B, up 37% from $3.6B (2019-03-27 to 2020-03-30)
Form ADVobserved 3 days ago
$1.3B
Occurred
Mar 27, 2019
Regulatory AUM changed
Greenwoods Asset Management Limited reported RAUM $3.6B, down 45% from $6.5B (2018-03-29 to 2019-03-27)
Form ADVobserved 3 days ago
$-2.9B
Occurred
Mar 27, 2019
Control person left
Pak Kin Wong (Head Of Compliance) no longer on Schedule A of Greenwoods Asset Management Limited (listed 2018-03-29, absent 2019-03-27)
Form ADVobserved 3 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Greenwoods Asset Management Limited reported RAUM $6.5B, up 89% from $3.4B (2017-03-28 to 2018-03-29)
Form ADVobserved 3 days ago
$3.0B
Occurred
Sep 17, 2015
First Form ADV filing
Greenwoods Asset Management Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d97808d2-ec2d-2867-28ca-ca92fd585ffb
First observed: Sep 17, 2015
Last observed: Mar 30, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREENWOODS ASSET MANAGEMENT LIMITED

CRD 139054

GRAND CAYMAN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d97808d2-ec2d-2867-28ca-ca92fd585ffb

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GREENWOODS BALANCED FUND

Hedge Fund

$92.1M

Mar 30, 2021

Mar 13, 2014

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GREENWOODS ASSET MANAGEMENT HOLDINGS LIMITED

Shareholder

yes

08/2007

Sep 17, 2015

Mar 30, 2021

JIANG, JINZHI, (NMN)

DIRECTOR AND SHAREHOLDER

yes

05/2007

Sep 17, 2015

Mar 30, 2021

JIANG, JINZHI, (NMN)

DIRECTOR AND SHAREHOLDER

yes

11/2005

Sep 17, 2015

Mar 30, 2021

UNIQUE ELEMENT CORP.

Shareholder

yes

05/2007

Mar 27, 2019

Mar 30, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED

n/a

Former SEC adviser

$5.9B

yes

n/a

GREENWOODS BLOOM CAPITAL MANAGEMENT CO., LIMITED

n/a

yes

n/a

GREENWOODS CAPITAL MANAGEMENT COMPANY LIMITED

n/a

yes

n/a

GREENWOODS INVESTMENT MANAGEMENT LTD.

n/a

yes

n/a

GREENWOODS INVESTMENTS SG PTE. LTD.

n/a

yes

n/a

SHANGHAI GREENWOODS ASSET MANAGEMENT CO, LTD.

n/a

yes

n/a

SHANGHAI GREENWOODS EQUITY INVESTMENT COMPANY LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 30, 2021

$6.9B

$6.2B

2019

Mar 30, 2020

$4.9B

$4.2B

2018

Mar 27, 2019

$3.6B

$3.0B

2017

Mar 29, 2018

$6.5B

$3.6B

2016

Mar 28, 2017

$3.4B

n/a

$2.2B

2015

Mar 28, 2016

$4.9B

n/a

$3.2B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$6.9B

$4.9B

41.1%

$6.5B

2.3%