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RIA / WealthAdvisor25 years in industry

JAMES CHRISTOPHER ANSELMO

Advisor at THE BALDWIN GROUP WEALTH ADVISORS, LLC

TAMPA, FL | Winter Springs, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d98181df-0e82-7270-d773-5b8a8e877435

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE BALDWIN GROUP WEALTH ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 9, 2000
First registration: Jan 24, 2007
Dual registered: no
Other names: JIMMY CHRISTOPHER ANSELMO|JAMES CHRISTOPHER ANSELMO|JAMES CHRISTOPHER CHRISTOPHER ANSELMO
IAPD individual key: 4189453

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE BALDWIN GROUP WEALTH ADVISORS, LLC	Other adviser	Sep 17, 2025	n/a	yes	Winter Springs, FL\|TAMPA, FL	Current employment
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 24, 2007	Aug 4, 2025	no	TAMPA, FL\|DES MOINES, IA\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL\|NEW YORK, NY\|TAMPA, FL\|TAMPA, FL\|WINTER SPGS, FL\|DES MOINES, IA\|HOUSTON, TX\|DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCIPAL SECURITIES, INC.	THE BALDWIN GROUP WEALTH ADVISORS, LLC	Aug 4, 2025	Sep 17, 2025	44	Firm change	Other

Relationships

Registered with (2)

→ THE BALDWIN GROUP WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 24, 2007 to Aug 4, 2025factForm ADV

Dated events

Occurred
Aug 4, 2025
Advisor changed firm
James Christopher Anselmo left Principal Securities, Inc. for The Baldwin Group Wealth Advisors, Llc (registered 2025-09-17)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d98181df-0e82-7270-d773-5b8a8e877435
First observed: Jan 24, 2007
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES CHRISTOPHER ANSELMO

Advisor at THE BALDWIN GROUP WEALTH ADVISORS, LLC

TAMPA, FL | Winter Springs, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d98181df-0e82-7270-d773-5b8a8e877435

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:22 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

THE BALDWIN GROUP WEALTH ADVISORS, LLC

Other adviser

Sep 17, 2025

n/a

yes

Winter Springs, FL|TAMPA, FL

Current employment

PRINCIPAL SECURITIES, INC.

Bd affiliated wealth

Jan 24, 2007

Aug 4, 2025

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PRINCIPAL SECURITIES, INC.

THE BALDWIN GROUP WEALTH ADVISORS, LLC

Aug 4, 2025

Sep 17, 2025

Firm change

Other