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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 3, 2024 | n/a | yes | Overland Park, KS | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Sep 4, 2024 | no | OVERLAND PARK, KS|Overland Park, KS|Olathe, KS | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 1, 2013 | Mar 25, 2017 | no | OVERLAND PARK, KS | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Oct 2, 2012 | Sep 13, 2013 | no | LENEXA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 4, 2024 | Sep 3, 2024 | -1 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| FORESTERS ADVISORY SERVICES, LLC | MSI FINANCIAL SERVICES, INC. | Sep 13, 2013 | Oct 1, 2013 | 18 | Firm change | Other |