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Advisor at EDWARD JONES
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Oct 11, 2024 | n/a | yes | CHARLOTTE, NC | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 4, 2021 | Nov 23, 2024 | no | Charlotte, NC | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Jan 11, 2016 | Apr 30, 2021 | no | CHARLOTTE, NC|CHARLOTTE, NC|CHARLOTTESVILLE, VA|COLUMBIA, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | EDWARD JONES | Nov 23, 2024 | Oct 11, 2024 | -43 | Firm change after gap | Ibd to ibd |
| ADVICE AND PLANNING SERVICES | CHARLES SCHWAB & CO., INC. | Apr 30, 2021 | Jun 4, 2021 | 35 | Firm change | Ibd to ibd |