DFX Intelligence

Z•••••• L••••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Z•••••• L••••••• H••••••

Advisor at L•• F•••••••• L••

RAPID CITY, SD

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Search this name across graphsid dfx:ria:d992e77e-4678-d05f-0999-2ceaccf37f77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 11, 2023	n/a	yes	RAPID CITY, SD	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	Sep 18, 2023	no	RAPID CITY, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Sep 18, 2023	Sep 11, 2023	-7	Firm change	Ibd to ibd
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023	Sep 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:SD:2023-09-18	Sep 18, 2023	Sep 11, 2023	RAPID CITY, SD	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 11, 2023 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Sep 18, 2023factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2016 to Sep 1, 2023factForm ADV
→ F•••••••• L••

Dated events

Occurred
Sep 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d992e77e-4678-d05f-0999-2ceaccf37f77
First observed: Mar 13, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.