DFX Intelligence
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Reading the graph
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Advisor at C••••••• F••••• O••••••• L••
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• F••••• O••••••• L•• | Independent wealth | Sep 21, 2020 | n/a | yes | SARASOTA, FL | Current employment |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | May 17, 2019 | Aug 17, 2020 | no | JUPITER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | C••••••• F••••• O••••••• L•• | Aug 17, 2020 | Sep 21, 2020 | 35 | Firm change | Ibd to RIA |
| G•• A••••••• S•••••••• L•• | T••••• A••••••• S•••••••• I••• | Dec 31, 2017 | May 17, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109278:283390:CT:2017-12-31 | Dec 31, 2017 | May 17, 2019 | GREENWICH, CT | Firm change after gap |
| G•• A••••••• S•••••••• L•• | Asset manager | Feb 19, 2015 | Dec 31, 2017 | no | GREENWICH, CT | Previous registration |
| 502 |
| Firm change after gap |
| Other |