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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Mitchell Keith Smith

Advisor at TLG ADVISORS, INC.

SUMMIT, NJ | Boca Raton, FL

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Search this name across graphsid dfx:ria:d9974226-847b-3bf0-2de2-9eea27668580

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TLG ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 5, 1998
First registration: Jan 3, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2633032

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TLG ADVISORS, INC.	Bd affiliated wealth	Sep 29, 2021	n/a	yes	Boca Raton, FL\|SUMMIT, NJ	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 28, 2016	Apr 29, 2021	no	DEERFIELD BEACH, FL	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Apr 7, 2008	Sep 22, 2016	no	Boca Raton, FL\|Clearwater, FL	Previous registration
OSAIC FS, INC.	Former SEC adviser	Sep 19, 2006	Apr 2, 2008	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 3, 2001	Jun 10, 2002	no	BOCA RATION, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	TLG ADVISORS, INC.	Apr 29, 2021	Sep 29, 2021	153	Firm change	Ibd to ibd
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 28, 2016	-147	Bulk transfer	Other
OSAIC FS, INC.	NFP ADVISOR SERVICES, LLC	Apr 2, 2008	Apr 7, 2008	5	Firm change	Other
MSI FINANCIAL SERVICES, INC.	OSAIC FS, INC.	Jun 10, 2002	Sep 19, 2006	1,562	Firm change after gap	Other

Relationships

Registered with (5)

→ TLG ADVISORS, INC.Registered adviserregistration: current employment
Sep 29, 2021 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 28, 2016 to Apr 29, 2021factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Apr 7, 2008 to Sep 22, 2016factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Sep 19, 2006 to Apr 2, 2008factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2001 to Jun 10, 2002factForm ADV

Dated events

No dated event names this entity yet.