This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS ASSET MANAGEMENT (AMERICAS) LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 1999earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 21, 2013

First registration

Mar 22, 2013

Dual registered

yes, broker-dealer

IAPD individual key

2873872

• Occurred

  Oct 4, 2023
  Advisor changed firm

  Thomasina Melanie Carney left Ubs Financial Services Inc. for Ubs Asset Management (Americas) Llc (registered 2023-10-10)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d99f4724-e037-5c6d-50fa-0f6476d37e3e

First observed

Mar 22, 2013

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.